Privacy Policy

We collect non-public personal information about you from the following sources:

• Information we receive from you on applications or other forms;
• Information about your transactions with us, our affiliates, or other parties such as any unaffiliated broker dealers.

We do not disclose any non-public perosnal information about our customers or former customers to anyone, including non-affiliated thrid parties, except as both permitted by law and agreed to in advance by our clients, or as may be legally required by subpoena.

That information may include: your name, address, social security number, assets, income, information about your transactions with us, our affiliates, or others, such as your account balance, payment history, and parties to transaction. We do not exchange information with any consumer-reporting agency.

We will continue to maintain the privacy of your non-public information even after you cease being our active client until such time as we may destroy the information in an appropriate manner when allowed to do so by regulation.

Confidentiality and Security

We restrict access to non-public personal information about you to those employees who need to know that information in order to provide products or services to you. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your non-public personal information.